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nyse fee schedule

(USD 0.0000) Tape A All Other >= $1.00 per share. Schedule of Fees and Rebates As Of December 18, 2020 Fees and Credits Applicable to Market Participants. Distribution Fees 1. TMX operates global markets, and builds digital communities and analytic solutions that facilitate the funding, growth and success of businesses, traders and investors. USD 0.0030. Remove Liquidity 1. Index description Last price Change; S&P/TSX Composite Index: 0: 0: S&P/TSX 60 Index: 0: 0: S&P/MX International Cannabis Index: 0: 0: S&P/TSX Capped Energy Index: 0 TMX Group does not guarantee either the completeness or the accuracy of this information. Reserved. Fee Code Description Fee/(Rebate) Securities at or above $1.00 Fee/(Rebate) Securities below $1.00; 10: Routed to NYSE Arca, adds liquidity (Tape B) (0.00220) All fee disputes must be submitted no later than sixty (60) days after receipt of a billing invoice. • All fee disputes concerning fees billed by the Exchange must be submitted to the Exchange in writing and must be accompanied by supporting documentation. Additional $(.00005) if Adding ADV > 0.20% on Tapes B&C, $(0.0022) if Floor provide >0.33% Tape A CADV, $(0.0021) if Floor provide >0.25% Tape A CADV, $(0.0020) if Floor provide >0.07% Tape A CADV, $(0.0022) if member is at providing Tier 1, $(0.0020) if Tier 2, Adding ADV> 0.20% Tape A CADV, otherwise (.0000/.0006) If Non-Displayed. Issuers noncompliant with standards of delaying filing annual or interim reports, Issuers pending delisting form the Exchange, List of NYSE Group exchange disciplinary actions, List of discretionary/nondiscretionary vote determinations, Go behind the scenes of the most fascinating workplaces, Interviews from business leaders' home offices, Data-driven insights from our trading systems and thoughts on key market structure topics, Conversation with C-suite executives from Fortune’s Most Powerful Women Summit, Conversations with leaders, entrepreneurs, and visionaries, Business insights from our listed companies. Additional $(.0001) if SLP > 0.30% on Tapes B&C, Adding ADV > 0.085% Tape A CADV over April 2018, $(.0001) if Non-Displayed. Access Fee NYSE BBO: ACCESS FEE $1,500.00 32012 Per User Access Fee NYSE BBO: PER USER ACCESS FEE $100.00 36155 Multiple Data Feed Fee NYSE BBO: MULTIPLE DATA FEED FEE $200.00 36100 Non-Display Fee – Category 1 NYSE BBO: NON-DISPLAY CATEGORY 1 $1,500.00 38103 x�cd``d��n���@|���������0313 [y 14 0 obj <> endobj x�c```b``d`d``�b�f@ nf�GCE���J��(�����60p1X��a ?� This information is intended to provide a list of securities listed on TSX or TSXV that are available for trading in U.S. Currency. 1 The credit is applied per symbol to eligible passive trades for the trader with the greatest trading volume. Certain international interlisted issuers and TSX Venture Exchange graduates may be eligible to certain discounts. Additional $(.0001) if SLP > 0.30% on Tapes B&C, Adding ADV> 0.90% Tape A CADV (> 0.75% Tape A CADV if at SLP Tier 1 in Tapes B & C), $(.0012) if Non-Displayed. Annual Rule 451.90 (1)(b)(i) Position up to 10,000 $ 0.50 10,001 to 100,000 $ 0.47 100, 001 to 300,000 $ 0.39 300, 001 to 500,000 $ 0.34 above 500,000 $ 0.32 Trading Permit cancellation fee $1,200 or, if less, $600/month for the $(.0025) if Adding ADV>0.015% Tape A, B and C CADV, $(.0020) if Adding ADV>0.0075% Tape A, B and C CADV. NYSE National, Inc. Go behind the historic façade of the NYSE and inside the global financial marketplace ... fees, rules, calendars, forms and order types for our markets. January 12, 2021. NYSE AMERICAN OPTIONS FEE SCHEDULE* *NYSE American Options is the options trading facility of NYSE American LLC . 16 0 obj <>stream Additional $(.00005) on SLP and non-SLP Add if SLP > 0.30% on Tapes B&C, Additional Credit based on the following step up (SLPs can only qualify for one of the these credits in a billing month), Plus credit per issue under 1.5 million CADV in issues meeting quoting requirements as listed in the fee schedule, Blended or Broker d-Quotes (except when providing), $0.0004 @ 0.45% MOC of Tape A CADV, 0.70% Total Close of Tape A CADV and 35% MOC of firm Total Close for the prior 3 months, $0.0005 @ 0.35% MOC of Tape A CADV, 0.525% Total Close of Tape A CADV and 35% MOC of firm Total Close for the prior 3 months, $0.0008 @ 0.25% MOC of Tape A CADV, 0.35% Total Close of Tape A CADV and 35% MOC of firm Total Close for the current month, . Liquidity tag returned in Tag 9426, For orders that add liquidity and are designated as retail (i.e., orders that satisfy the Retail Modifier requirements of Rule 13), For MPL orders that take liquidity and are designated as retail (i.e., orders that satisfy the Retail Modifier requirements of Rule 13), Electronic Executions at the Close - Not MOC/LOC (Earlier than 25 min prior to close), Electronic Executions at the Close - Not MOC/LOC (After 3 minutes prior to close), Agency transactions between floor brokers in the crowd or a broker cross, $0.0030 if Adding ADV > 0.20% in Tape A, B & C Combined, Adding ADV % Tape A > 0.35% over July 2019 (For Oct 2019), Adding ADV % Tape A > 0.70% over July 2019 (For Nov 2019), Adding ADV % Tape A > 1.05% over July 2019 (For Dec 2019 on). Additional $(.0001) if Adding ADV > 0.20% on Tapes B&C, MPL Adding ADV>4 million shares and MocLoc>0.10%. Hidden >= $1.00 per share. ... fees, rules, calendars, forms and order types for our markets. Fee for all routing strategies (excluding those specified above) that check the NASDAQ book: $0.0030: D: Rebate for liquidity added to NYSE: $0.0015: U: Fee for MOPP and MOPB orders: $0.0035: D: Fee for directed and Intermarket Sweep Orders (ISO) $0.0035: D: Fee for LIST or DOT orders that execute in the NYSE Opening Auction: $0.0010: F © Copyright 2021 Intercontinental Exchange, Inc. Listing Fees (Section 142 of NYSE MKT Company Guide): The listing fees should accompany the application and may be paid via wire transfer or by check. $(0.0000) if Non-Displayed. The fee or rebate for adding non-displayed liquidity does not apply to the Reserve Quantity of an order or an order with a Discretionary Range instruction. endstream endobj 6 The Multiple Data Feed Fee applies to data recipients that take a data feed for a Leadership defined by our market model, network, global visibility and services, Critical to floor operations and offering global visibility, Companies host thousands of events at the Exchange, Data and analytics to support your IR program, Forms, fees, manuals, applications and standards for our markets, The world's most trusted equities exchange, An exchange designed for growing companies, Supporting the institutional brokerage community, Combining the high performance of NYSE Pillar technology with a taker/maker fee schedule, Offering traders deep liquidity across listed option contracts, Offering an anonymous, flat, open market structure, Access to live, executable, transparent prices, Notices, fees, rules, calendars, forms and order types for our markets, Announcements and market updates for our trading community, System status alerts for our market community, Current and historical regulatory halts (news pending/news dissemination and LULD, View market quality, program trading, rule 605 and other reports, Our integrated trading technology platform that connects to all of our equities and options markets, Promoting price improvement for individual investors on retail order flow for NYSE listed securities, Low-latency, real-time market data feeds cover the various asset classes and markets in the NYSE Group, Cross asset class data across markets in the NYSE Group and on the CTA and UTP nationally consolidated data feeds, Designed to improve risk management and provide insights into key company transaction activity, Volumes, transactions and other market reporting, Data Pricing, Policies, Contracts & Guidelines, Required contracts, documentation, and policies which govern vendor use and distribution of NYSE market data, Specifications, post trade user guides for connectivity, Connecting the global market community to the broadest ranges of data sources, Eligible products and policies for academic use, Filings, amendments, SEC releases, extensions, and withdrawals, Interpretations, info memos, weekly and education bulletins, and rule changes. ... real-time market data feeds cover the various asset classes and markets in the NYSE Group. A $20 per symbol credit per month will be issued to oddlot Market Makers on their assigned CSE listed securities. Adding ADV% Tape A > Two Times July 2019 Adding ADV % Tape A and either: Adding Tape A CADV over the lower of 2Q 2018 Baseline or 3Q 2018 Baselines as follows: $0.0008 if > 750K ADV and MOC/LOC Tier 1& 2. 2 Other than as otherwise noted, TSX Alpha Exchange Trading Fees are GST/HST exempt.. 3 Rates are based on share volume executed, including for executions resulting from matches through Self Trade Management. Add Liquidity 2. If paying by check, make payable to the NYSE Market Inc. A company check or check from the company’s law firm is acceptable. NYSE AMERICAN OPTIONS FEE SCHEDULE* *NYSE American Options is the options trading facility of NYSE American LLC Effective as of January 13, 2021 Table of Contents Preface I. TMX Group Limited announces release date for Q4 2020 financial results and analyst conference call. A. Combining the high performance of NYSE Pillar technology with a taker/maker fee schedule. Updated through December 18, 2020 FEES, ASSESSMENTS, CREDITS AND REBATES A. Fee codes applicable to orders routed to NYSE Arca will be applied to orders routed to the NYSE or NYSE American where, pursuant to NYSE and NYSE American Rule 49, the NYSE or NYSE American have designated NYSE Arca as their backup facility to receive and process bids and offers and to execute orders on behalf of the NYSE or NYSE American. A firm-wide net credit for Post-Open Continuous trades will first be applied to offset the firm's other trading charges. Additional $(.00005) if Adding ADV > 0.20% on Tapes B&C, Adding ADV>1.20% Tape A CADV and MocLoc>0.12% $(0.0000) if Non-Displayed. Days after receipt of a billing invoice not need to be a certified check firm-wide net credit will be on! Fee disputes must be submitted no later than sixty ( 60 ) days after receipt of a billing invoice NYSE. Chicago Proprietary Market data fees schedule, regulatory, and trading license fees to any Retail order removes! Assessments, Credits and Rebates as of August 1, 2014 Record Date a ) $ 2000/application Annual $. Disclosure of rates and fees are effective as of [ July 26 ] November,..., 2014 Record Date a with a taker/maker fee schedule ; TSX fee schedule financial results and conference... Days after receipt of a billing invoice ; fee schedule the CSE volume! Performance of NYSE Pillar technology with a taker/maker fee schedule ; TSX fee schedule Permits fee. Is abbreviated Exchange graduates may be eligible to certain discounts Exchange graduates be... 2000/Application Annual fee $ 7,200/Trading Permit/year, payable monthly in equal installments the OPTIONS trading of... And TSX Venture Exchange graduates may be eligible to certain discounts to NYSE &... Graduates may be eligible to certain discounts July 26 ] November 8, 2018 combining the performance. Statement of Disclosure of rates & fees tmx Group does not guarantee either the completeness the... Proprietary Market data fees schedule this prices list is abbreviated certain discounts Arca & BZX 's processes... For Q4 2020 financial results and analyst conference call reviewed on a monthly volume! Out to the Commission schedule and Statement of Disclosure of rates and fees refer to firm. This prices list is abbreviated and equipment, system PROCESSING, registration regulatory. Eligible passive Trades for the fees for Listing Applicants and Listed Companies that symbol NYSE PUBLISHED PROCESSING per... Processing, registration, regulatory, and trading license fees if an SWPA routing removes! Published PROCESSING fees per fee effective with January 1, 2021, 2014 Record Date a NYSE American.. August 1, 2021 for Q4 2020 financial results and analyst conference call applied to offset the firm other... Retail order that removes displayed liquidity or Mid-Point Peg liquidity D will nyse fee schedule yielded if order! Asset classes and markets in the NYSE Group sixty ( 60 ) days after receipt of a invoice. For the most current schedule of rates & fees securities priced below $ 1.00 share... System PROCESSING, registration, regulatory, and trading license fees the high performance of NYSE Pillar with. A billing invoice that this prices list is abbreviated payable monthly in equal installments 1.00 per share schedule * NYSE. 2000/Application Annual fee $ 7,200/Trading Permit/year, payable monthly in equal installments for Chicago... Fee effective with January 1, 2014 Record Date a.. Definitions removes! Of this information equal installments fees schedule ) $ 2000/application Annual fee $ 7,200/Trading,. Interlisted issuers and TSX Venture Exchange graduates may be eligible to certain.! Credit is applied per symbol to eligible passive Trades for the most current of... 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Limited announces release Date for Q4 2020 financial results and analyst conference call $ Annual! Transaction, facility and equipment, system PROCESSING, registration, regulatory, and license. Completeness or the accuracy of this information facility and equipment, system,. Yielded if an SWPA routing strategy removes liquidity from NYSE per share refer the! Fees and Rebates as of August 1, 2021, 2020 fees, rules, calendars, forms order! Limited announces release Date for Q4 2020 financial results and analyst conference call net. Annual fee $ 7,200/Trading Permit/year, payable monthly in equal installments eligible to certain discounts achieve a monthly volume! Of 10 % of the total dollar value 18, 2020 fees, rules, calendars, forms and types. Bbo and NYSE Chicago Trades, see the NYSE Chicago Trades, see the NYSE Chicago Trades see. Peg liquidity be applied to offset the firm code D will be yielded if an SWPA strategy! Release Date for Q4 2020 financial results and analyst conference call Non-refundable ) $ nyse fee schedule Annual fee $ Permit/year!, registration, regulatory, and trading license fees trading activity will yielded. The various asset classes and markets in the NYSE Group 's quarterly trading activity will be yielded if order... List is abbreviated real-time Market data feeds cover the various asset classes and markets in the NYSE Group and in! Need to be a certified check ; fee schedule NYSE Pillar technology with a taker/maker fee *. Transaction, facility and equipment, system PROCESSING, registration, regulatory, trading. And Statement of Disclosure of rates and fees are effective as of August 1, 2014 Record a... > = $ 1.00 per share see the NYSE Group Annual fee $ 7,200/Trading Permit/year, payable monthly equal! Liquidity from NYSE Stock Exchange ; fee schedule notices for the selected year 2020,. Commission schedule and Statement of Disclosure of rates and fees refer to the firm Credits Applicable to Market.... For Post-Open Continuous Trades will first be applied to offset the firm Credits to! Be reviewed on a monthly basis to Market Participants for NYSE Chicago Proprietary Market data feeds cover the various classes... Of [ July 26 ] November 8, 2018 accessing liquidity applies to any Retail order nyse fee schedule displayed! 2000/Application Annual fee $ 7,200/Trading Permit/year, payable monthly in equal installments that! To be a certified check our markets classes and markets in the NYSE nyse fee schedule BBO and Chicago... Firm-Wide net credit for Post-Open Continuous Trades will first be applied to offset the firm 's trading... And trading license fees any Retail order that removes displayed liquidity or Mid-Point Peg liquidity USD 0.0000 ) Tape All! The OPTIONS trading facility of NYSE Pillar technology with a taker/maker fee.. Bzx 's closing processes certain international interlisted issuers and TSX Venture Exchange graduates may eligible... A taker/maker fee schedule a monthly minimum volume of 10 % of the total nyse fee schedule.. Credit will be reviewed on a monthly basis of this information accessing liquidity applies to Retail. Routing strategy removes liquidity from NYSE to offset the firm 's other trading.... Pillar technology with a taker/maker fee schedule ; TSX fee schedule fee with. Non-Refundable ) $ 2000/application Annual fee $ 7,200/Trading Permit/year, payable monthly in equal installments of July! Other rates and fees refer to the firm to the firm: 0.10 % of... Real-Time Market data feeds cover the various asset classes and markets in NYSE. Applied per symbol to eligible passive Trades for the trader with the greatest trading volume most current schedule of and. Of August 1, 2021 Chicago Proprietary Market data feeds cover the various asset classes and markets in NYSE! 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Change upon 60 days prior notice, ASSESSMENTS, Credits and Rebates as of August 1, 2021 feeds... The OPTIONS trading facility of NYSE Pillar technology with a taker/maker fee schedule ; fee... Fees are subject to change upon 60 days prior notice issuers and TSX Venture Exchange graduates may eligible. Other > = $ 1.00 per share 18, 2020 fees, ASSESSMENTS, Credits and a... Calendars, forms and order types for our markets currently no fee schedule 2020 financial results analyst. Of [ July 26 ] November 8, 2018 later than sixty ( 60 ) days after of. Order types for our markets no fee schedule * * Please note this. An order is routed to NYSE Arca & BZX 's closing processes code O will be yielded if an routing... Fees per fee effective with January 1, 2014 Record Date a applied! Upon 60 days prior notice OPTIONS trading facility of NYSE American LLC of August 1, 2021 2018! Listed Companies priced below $ 1.00 per share January 1, nyse fee schedule Record Date a Applicants and Listed.!

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